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Article 5 The Political System
The political
system is an important component of democratic governance. It
needs to be properly structured so that it nurtures responsible
politics and enable the society to prevent self-seekers and the
corrupt from holding public offices. In this, proper definition
of roles and jurisdictions, regulation of political parties, and
an electoral system that ensures direct accountability to the
people, play important roles.
Article 5.1 Roles
and Jurisdictions
There shall be
elected governments at the local, state and national levels each
having exclusive jurisdiction over local, state and national
matters. To take democracy close to the people, the local level
may be further divided into local, sub local and grassroots. The
grassroots government will be most important from the
perspective of the people being direct democracy while all
others are representative democracy.
In grassroots governments, the parliament consisting of all
adult men and women shall be the supreme authority. All other
governments shall have an elected chief executive, a parliament
and judiciary, all accountable to its people. The chief
executive and his deputy shall be directly elected. The chief
executive and ministers appointed by him shall not be a member
of any parliament. The parliament shall consist of an elected
assembly and a council of stakeholders. It shall approve the
budget, perform watchdog functions, and approve the appointment
of the political ministers and professional departmental heads
selected by the chief executive.
Article 5.11
Recognition of political parties
Political parties
shall be recognised as local, state or national parties by the
concerned Election Commission depending upon the percentage of
votes secured by them in the previous local, state or national
elections. The National Election Commission shall prepare
appropriate rules in this regard. The concerned Election
Commission will approve the name and assign symbols that can be
used only by persons nominated by the political party to which
they are allotted.
Article 5.12
Donations exempt from income tax
(1) Registered
political parties and independent candidates shall give receipts
authenticated by the concerned election commission for all
donations received by them. They can receive donations without
receipt (for example through donation marches), restricted to 10
percent of the total donations received by them in any year. All
such donations shall be exempt from income tax to both the donor
and the party. The loss in tax revenue shall be treated as state
support to political parties.
Political parties and independent candidates shall be required
to maintain proper accounts of all donations and other receipts
and of all expenditures, and furnish audited accounts and other
prescribed details to the concerned election commission and
income tax authorities. They shall furnish an abstract of the
donations received and expenditure incurred by email to the
concerned election commission to enable it to display it on its
website, for the benefit of citizens.
Article 5.13 Inner
party democracy
The National
Election Commission shall make model constitutions for political
parties providing for inner party democracy covering, amongst
other things:
(1) Inner party
election of office bearers, that is president and one or more
vice-presidents, general secretaries and treasurers, and such
other office bearers that its constitution provides for;
(2) Inner party
primary elections for nomination of candidates for the
positions of chief executives, deputy chief executives and
legislators at the local, state and national levels.
The National
Election Commission shall make rules regarding inner party
democracy. If an election commission is satisfied that a
recognised political party had violated the requirement of inner
party democracy, it may (1) revoke its recognition, (2) deny
symbol to its candidates for election, and/or (3) take such
other action as it deemed fit. Such an order will not be passed
without giving the political party reasonable opportunity of
being heard.
Article 5.14 Suspension or
revocation of recognition
The concerned
election commission may, after giving a political party
opportunity of being heard, suspend or revoke its recognition
for any of the following reasons:
(1) It has failed
to maintain the percentage of votes prescribed for qualifying
for recognition;
(2) It had not
properly accounted for donations or had otherwise not maintained
its accounts properly. This will be without prejudice to such
action as the tax authorities may take;
(3) It or its
members have indulged in any election malpractice or illegal
activity and the party has not taken any action against the
defaulting member.
Article 5.2 The Election
System
The succeeding
Articles define electors and describe how the two houses of
parliaments and the executives at the local, state and national
levels are constituted and function.
Article 5.21 Electors
All citizens of
India who have attained the age of 18 years in the year
preceeding the year of an election and have got their name
entered in the electoral rolls shall be electors in an election.
The local election commissions shall prepare and update
electoral rolls and display them along with photograph of the
elector on their websites. The National Election Commission
shall make appropriate rules for the preparation and updating of
the electoral rolls.
Article 5.22 Legislatures and
their constituencies
(1) The
constituencies for the national and state assemblies as
delineated after independence have not been altered
notwithstanding that there has been considerable increase in the
population in some states in relation to others. An argument
advanced is that the states that have failed to contain their
population should not benefit in representation. There is
considerable merit in this argument. The increase is truly the
product of excessive exploitation of the people by the political
system through denial of basic education and healthcare
facilities.
(2) The national
and state constituencies in all states as presently constituted
shall remain frozen for all time. The state sovereign rights
commissions shall specifically monitor the defaulting states in
regard to total local control over education and healthcare
personnel and infrastructure, and resources to manage them.
These states should try to roll back the population to the
proportion as it was at independence.
(3) Since the
role that the national and state governments shall be required
to play will hereafter be limited to state and national
infrastructure and coordination, there is also no need for or
justification in increasing the size of and expenditure on
national and state assemblies.
Article 5.23 Qualifications
and term of legislators
Legislators at
the local, state and national levels shall be at least 30 years
in age, citizens of India for at least 10 years and have
residence in the constituency for at least two years just prior
to seeking election. They can hold office as a legislator in any
assembly for no more than two terms.
Article 5.24
Election of legislators
General local,
state and national elections shall be held once in four years in
the months of March-April and results declared on or before
April 30. Roughly half the members of local, state and national
assemblies shall be elected in the general election. A mid-term
election shall be held two years later for filling the remaining
vacancies of legislators including those due to death,
resignation or any other reason. Thereafter election of
legislators shall be held along with the general and mid-term
election in such a manner that every legislator has a term of
four years.
Article 5.25
Functions of the Assembly
Each assembly
shall elect its speaker and deputy speaker. It shall be the
principle law making body. It shall through its various
committees, perform watchdog functions over the executive. It
shall constitute standing committees on budget and
appropriation, legislation, planning and environment, and such
other matters as are related to its functions. The local
assembly shall meet at least once every month whereas the state
and national assemblies shall normally have four sessions in a
year.
The assemblies
will be involved in approving appointment of ministers and
departmental heads through joint committees of the concerned
assembly and council, and in the impeachment proceedings of the
chief or deputy chief executive in the manner provided in the
Constitution.
Article 5.26
Recall of legislators
If ten per cent
grassroots parliaments in the constituency of a local, state or
national legislature, through resolution in open assembly,
express no confidence giving reasons against a legislator, and
forward it to the concerned election commission, the commission
shall circulate the resolution amongst all grassroots
governments in the constituency. If a majority of the grassroots
governments through resolution in open assembly endorse the
resolution, the commission shall issue an order of recall
against the legislator. Thereupon, his seat shall be deemed to
have become vacant and will be filled in the election next
following.
Article 5.27
Negative vote
In all local,
state and national elections, the ballot paper shall, in
addition to the name and symbols of the candidates seeking
election, provide a last entry "None of the above
candidates" with an appropriate symbol. This will enable
voters to reject all candidates if they felt that all candidates
seeking election were undesirable. If this entry secures the
largest number of vote cast, all candidates seeking election
shall be declared ineligible for all local, state and national
elections held thereafter.
Note: Such a
provision exists in some places such as Nevada State in USA. It
will be useful in India for preventing self-seekers and the
corrupt from jockeying for elective offices.
Article 5.28
Reservations
(1) The colonial
rulers used reservation as a tool to divide and rule over
communities. Reservation in elections is also anti-democracy as
it prevents persons who do not belong to the category for whom a
seat is reserved to contest elections, and citizens from voting
for them. It abuses communities for whom seats are reserved as
vote banks and distorts the political system. In 50 years since
independence, it has not uplifted any community but only
individual families that have often alienated themselves from
their community. The policy is basically flawed.
(2) Reservation
in public employment is also flawed. It leads to emphasis on and
over recruitment in public employment, committing public funds
to wasteful bureaucratic expenditure, increasing demand for
reservation by various sections, and slowing down
decision-making due to bureaucratisation. Hereto, it benefits
individual families and not the community as a whole. The
emphasis in democracy should truly be on creating job
opportunities outside government, especially for disadvantaged
communities, and keeping public employment to the bare minimum.
(3) As from the
date of coming into force of this Constitution, all reservations
in elective positions and public employment in local, state and
national governments shall stand abolished, except to the extent
provided in Articles 5.29 and 5.30.
Article 5.3 Nomination of
women candidates
It shall be
mandatory for every recognised political party to field women on
at least one-third of the total number of the seats on which it
fields candidates in any local, state or national election. If
it fails to do so, the Election Commission shall, through draw
of lots in the presence of political parties, deny party ticket
to male candidates in excess of twice the number of women
candidates fielded by it. This will equip women for public life
and develop leadership qualities in them for getting elected in
that or later election for serving the community.
This shall not be
applicable in (a) the election of chief executives, and (b)
grassroots governments, that is village and urban neighbourhood
governments.
Note:
Political parties magnanimously introduced one-third reservation
in local elections for both legislators and chief executives and
took credit for the so-called progressive step. However, when it
came to state and national elections, they blocked the proposal
realising that it created serious structural problems.
All reservations
are anti-people and anti-democracy. They prevent candidates from
contesting an election and voter from voting for a person of
their choice. Requiring political parties to field stipulated
number of women candidates is however legitimate. Through open
contest, women will develop leadership qualities to win that or
later elections. There should be no reservation for any chief
executive as it is a highly responsible position and may lead to
aberrations like "Sarpanch pati".
Article 5.31 Affirmative
action for disadvantaged communities
(1) To enable the
disadvantaged communities to become an integral part of the
society, the state shall extend the policy of reservation for
them in public education institutions for another 10 years,
closely monitored by the councils of stakeholders. It will be
fortified by providing access to learning equipment, special
coaching and sports to better equip their youth for the
employment market. Private trusts shall be encouraged to set up
institutions of education to improve availability of education
and extend scholarships to students of such communities.
(2) Other things
being equal, preference in professional and business contracts
shall be given by the state to persons from disadvantaged
communities. They shall also be extended special facilities to
set up professional offices and business enterprises.
Article 5.4 Councils of
Stakeholders
The powerful
feudal lords of Britain forced the king to institute a
parliament and provide for a House of Lords as the upper house
to protect feudal interests. Based on this model, a Council of
States has been provided in India. It has turned out to be a
refuge for politicians who cannot win elections. Since elected
bodies mostly vote on party lines, two such bodies hardly
benefits the society
One of the
important recommendations of the Rio Conference on Environment
and Development held in 1992 was that to resolve social and
environmental conflicts and moderate decision-making for
sustainability, mulit-stakeholder councils in which various
interest groups are represented, should be instituted in every
nation. Such councils can be effective only if they are a part
of mainstream governance. There shall be councils of
stakeholders as the upper house at local, state and national
level for moderating decision-making for social, environmental
and economic sustainability. They shall consist of various
interest groups such as disadvantaged communities, farmers,
labour, industry, women, religions, academics, professionals,
and NGOs identified through an appropriate process.
The councils of
stakeholders shall deliberate on the various social,
environmental and economic concerns in their jurisdiction,
review legislation and policy initiatives before their
associated assemblies and adopt resolutions to bear on the
decision-making processes.
Article 5.41 Qualification of
councillors
Councillors at
the local, state and national level shall be at least 35 years
in age and citizens of India for at least 10 years. It will be
desirable if they are high school graduates. They should not be
nor have never been a member of a registered political party.
Those nominated as councillor, shall be debarred in future from
seeking election in any assembly.
Article 5.42 Composition of
Councils of Stakeholders
The councils at
the local, state and national levels shall be composed as
follows. Person who have been or are a member of a political
party cannot become a member of a council of stakeholders, nor
can any political party sponsor any candidate or interfere in
the processes. If a recognised political party does so, the
election commission can take appropriate disciplinary action
against it.
Members
representing Local Council State Council National Council
1 Disadvantaged
communities 2 4 12
2 Agriculture
labour 2 4 12
3 Village
artisans 2 4 12
4 Farmers 2 4 12
5 Labour unions 2
4 12
6 Small and
medium industry 2 4 12
7 Large industry,
Real estate 2 4 12
8 NRIs 2 4 12
9 Women and
children issues 2 4 12
10 Religions,
practitioners and academics 4 6 12
11 Architects,
planners 2 4 12
12 Artists,
Sociologist 2 4 12
13 Economists,
political scientists 2 4 12
14
Doctors/traditional medicine, family welfare 2 4 12
15 Lawyers, media
professionals 2 4 12
16 Education,
Information Technology, telecom 2 4 12
17 Engineers,
technologists 2 4 12
18 Bio-diversity
and other scientists 2 4 12
19 Security 2 4
12
20 Civil society
organisations (NGOs) 4 6 12
Total 44 84 240
Note: Under each category, 50
per cent shall be women. Local councils of 40 or so and state
councils of 80 or so may be adequate. The national council
should have adequate representation from each state. The above
is illustrative and can be studied and improved.
Article 5.43 Nomination of
councillors and their term
The normal method
of nomination of members in the councils of stakeholders will be
through elections in the representative bodies of the concerned
stakeholders. Wherever such a method is not feasible, an
appropriate procedure in consultation with the representative
bodies will be evolved.
The councils
shall be permanent bodies in which half the members from each
category shall retire every year thus giving a term of two years
to every member. A person can be re-nominated by the
representative body after a gap of three years limited to a
total of two terms.
Article 5.44 Functions of the
Councils
The councils of
stakeholders will deliberate on issues of public concern bearing
on promoting a self-reliant sustainable society that avoids
wastage, exploitation of the society, harm to other life forms,
and destruction of the environment. They will focus on curbing
social exploitation, polluting water systems, destruction of
forests and wild life, loss of soil cover and dislocation of
life support systems.
The councils will
pay special attention to conservation of energy and promoting
alternate energy systems. They will examine appropriate
technologies and systems and how they can be integrated in the
society.
The councils will
dwell on the various social ills and the initiatives needed to
deal with them. They will study how religions can be made a
positive force for social regeneration in a secular environment,
instead to being the cause of social divide.
The councils will
address strengthening of institutions that promote responsible
politics and curb ills such as corruption, so that need to
punish the culprits indulging in them may be minimal.
The councils will
be involved in approving appointment of ministers and
departmental heads through joint committees of the concerned
assembly and council, and the hearing on impeachment proceedings
of the chief or deputy chief executive in the manner provided in
the Constitution.
The councils of
stakeholders shall work closely with the sovereign rights
commissions in strengthening institutions for promoting an
egalitarian, self-reliant society.
Article 5.45
Protection to legislators and councillors
In order to enable legislators
and councillors to make statements in the house without fear of
legal action against him, no legislator or councillor shall be
liable for civil or criminal offence or for damages for anything
he has said in the parliament. He can however be prosecuted for
physical violence on other members, damage to property, giving
or taking bribes and such other offences.
Article 5.5 Election of chief
executives
(1) The
chief executive and deputy chief executive at the local, state
and national levels shall be elected though direct election as a
team for a term of four years in the general election held in
the months of March-April. If there are more than two teams of
candidates, the voters can give a second preference vote. If no
team of candidates gets more than 50 per cent of the votes
polled, the second preference vote of those who have voted for
candidates other than the two teams of candidates who have
obtained highest votes, shall be counted. Such of these votes
that are in favour of the aforesaid two teams of candidates,
will be added to their votes and the team that now gets the
highest number of votes shall be declared elected.
(2) The chief
executives thus elected will identify their team of ministers
and process approval of their appointment by the concerned
parliament. If the parliament rejects any of them, the chief
executives can propose another. The chief executives along with
the deputy chief executive and ministers shall take oath of
office in the first week of July and present their first budget
for the ensuing financial year October 1 to September 30.
(3) In case a
chief executive becomes incapacitated, the deputy chief, and in
case both become incapacitated, the senior most minister shall
assume his office till such time as is necessary.
Note: In a nation
with cultural richness such as India, the people may, even for
the election of the national chief executive, like to vote for a
local favourite and cast their second vote to a national leader.
The transferred vote may thus often bring forth the best
leadership. Such a provision is also likely to attract more
voters.
Article 5.51 Qualification of
chief executives
Chief executives
and deputy chief executives shall be citizens of India by birth
and at least 35 years of age. All chief executives should have
been living in the jurisdiction in which they are seeking
election for at least six years and the national chief
executives for at least 15 years in India.
Article 5.52 Functions and
powers of chief executives
The chief
executives shall, subject to the laws and regulations made by
the parliaments, be in overall charge of the administration of
their jurisdictions. They shall, from time to time, inform the
concerned parliament of the state of the jurisdiction and
recommend to its consideration such measures, as they consider
expedient. They may, when the parliament is not in session,
promulgate through ordinance laws that will lapse if not
approved by the parliament within six months.
A chief executive
shall within ten days either approve a legislation or bill of
appropriation passed by the parliament and sent to him for
approval, or return it accompanied by a statement of the reasons
for disapproval. If the chief executive does not approve it, the
parliament can override his veto through a vote by two-third
majority.
The chief
executives may on extraordinary occasions convene joint meetings
of both houses of parliament and address them. They shall ensure
that the laws are faithfully executed. Subject to the provisions
of the Constitutions and laws, they shall appoint all public
officials in their jurisdiction.
Article 5.53 Restriction on
total term of legislators and elected executives
To curb the
tendency to treat holding elective offices as a profession or
business for personal benefit and aggrandisement and not for
serving the community, no person shall hold the office of
legislator, chief executive or deputy chief executive for more
than two terms or eight years in any local, state and national
assembly. The period for which such offices were held prior to
the adoption of this Constitution shall not be counted in such
computation.
Article 5.54
Impeachment of chief or deputy chief executives
(1) If a local,
state or national assembly comes to a prima facie conclusion
that the concerned chief or deputy chief executive had indulged
in abuse of office or committed serious impropriety not
befitting his office, it may, through resolution, initiate
impeachment proceedings against him. On receipt of such
resolution, the concerned sovereign rights commission shall
appoint an independent apolitical counsel to enquire into the
charges. If after considering the report of the independent
counsel and such other material as may be at its disposal, the
assembly resolves through a majority vote that in its view the
executive had indeed abused office or committed serious
impropriety, it may impeach him on specified charges. The
records shall thereafter be forwarded to the concerned council
for holding proceedings for removal from office.
(2) The concerned
chief judge, and not the deputy chief executive, shall preside
over the special meetings of the council to consider removal due
to impeachment. The members of the council shall function as the
jury. The judge in council shall examine such documents and
record such evidence, as it considers appropriate. It will
provide adequate opportunity to the counsels of the impeached
executive to examine the documents, cross-examine witnesses and
produce defence. It shall also provide adequate opportunity to
the impeached executive to personally explain his position.
(3) If after
considering the evidence, the council comes to the conclusion
that the impeached executive had indeed abused his office and/or
committed serious impropriety, it shall pass a resolution
removing him from office whereupon the executive shall be deemed
to have relinquished office. The council has no jurisdiction to
impose penalty or any other punishment. The resolution of the
council will be without prejudice to any action that may be
taken in a court of law by the state or by an aggrieved person.
Note: Impeachment
proceedings often tend to be voted on party lines and less on
merits. Because of India’s rich cultural heritage, a
multi-party environment has emerged. The chief executive may
often not have a majority in the assembly and, as such, will be
vulnerable to being impeached. As a result, he will have to be
particularly careful in his conduct. Thus the multi-party
environment that has become a play field for abuse in the
Westminster system, will be an asset in this system. Should the
chief executive be unfairly impeached, he is likely to be
protected by the apolitical assembly, acting as the jury.
Article 5.6
Legislation
The local, state
and national assemblies shall have jurisdiction to promulgate
legislation as described in Schedule A. The concerned chief
executive, assembly or council can initiate a proposal for
legislation. If the assembly approves a proposed legislation, it
will forward it to the council for concurrence. If the council
does not concur or proposes any changes, the assembly will
consider the observations of the council. If it still wishes to
pursue the legislation, it will forward it with such
modifications, as it considers appropriate, to the concerned
chief executive for his signature of approval. If the chief
executive approves it, it will become law.
The chief
exercise shall have the right to veto a bill. If he does not
approve the bill, the assembly can override the veto and
promulgate the bill through two-third majority of members
present and voting.
Article 5.61
Appropriation bills
The chief
executive shall initiate budget proposals, that is appropriation
bills. If the assembly does not approve the budget proposal and
proposes some modifications, the chief executive shall consider
the observations of the assembly, make such modifications as he
deems fit and return it to the assembly for reconsideration
until the bill is approved.
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